Our Process

Following fiduciary standards/prudent practices the Strothman Wealth Care team follows a process in putting together a financial plan and working with our clients.

Details to our Financial Planning Process:


You will be provided an Initial Meeting Checklist of items to bring to our first meeting. Alternatively, you can mail, fax, drop off or upload this information to your personal, secure Wealth View portal. Upon review, a service level and fee arrangement will be discussed and agreed upon prior to the formalization of your plan.


Our team will put together a comprehensive financial plan and customize a strategy based on your objectives, time horizon, risk tolerance, and tax status. Our advisors utilize the Strothman Wealth Care Due Diligence Process to evaluate a variety of investment vehicles including Third Party Asset Managers (TPAM’s), Separately Managed Accounts (SMA’s), exchange-traded funds (ETF’s), mutual funds, variable annuities, and non-traded alternatives. We are independent and we shop the financial marketplace to find the right solution for you. This plan will come complete with goal review, funding recommendations, portfolio analysis, insurance needs analysis and investment selection.


After a review of your current financial situation and the proposed plan, we provide the required paperwork (including Investment Policy Statements and our ADV*) and guide you through the implementation process.


The advisors at Strothman Wealth Care will perform a ProActive Review. A ProActive Review is a comprehensive review of each client’s plan. This review will follow fiduciary standards and utilizes the expertise of the entire Strothman Wealth Care team.